Corporate Law and Compliance• October 15, 2026 • Raul Delapena Setiawan Former Western Asset Management Co-CIO Settles SEC Charges in $600 Million “Cherry-Picking” Scheme By Adrianne Appel In a significant enforcement action highlighting the persistent regulatory focus on fiduciary breaches within the…
Corporate Law and Compliance• August 26, 2026 • Pevita Pearce SEC Charges Former Investment Bankers in Insider Trading Scheme Linked to South Jersey Industries Acquisition By Oscar Gonzalez, Managing Editor August 26, 2026 The U.S. Securities and Exchange Commission (SEC) has formally leveled…